DFX Intelligence

R••••• J•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R••••• J•••• S••••

Advisor at L•• F•••••••• L••

VIRGINIA BEACH, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f82ae637-8cec-988a-2413-8ddff5257842

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Jan 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 7, 2025	n/a	yes	VIRGINIA BEACH, VA	Current employment
C•••••• A•••••••	Bd affiliated wealth	Jan 2, 2024	Apr 7, 2025	no	Ashburn, VA\|Virginia Beach, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• I•••••••••	C•••••• A•••••••	Apr 7, 2025	Jan 2, 2024	-461	Firm change after gap	RIA to ibd
C•••••• A•••••••	L•• F•••••••• L••	Apr 7, 2025	Aug 7, 2025

Relationships

Registered with (11)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jan 2, 2024 to Apr 7, 2025factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Dec 18, 2023 to Apr 7, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Apr 7, 2025
Advisor changed firm
R••••• J•••• S•••• left C•••••• A••••••• for L•• F•••••••• L•• (registered 2025-08-07)
Form ADVobserved 7 days ago
Occurred
Apr 7, 2025
Advisor changed firm
R••••• J•••• S•••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2024-01-02)
Form ADVobserved 7 days ago
Occurred
Dec 19, 2023
Advisor changed firm
R••••• J•••• S•••• left S••••••••• A•••••• A•••••••• I••• for L•••••• I••••••••• (registered 2023-12-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f82ae637-8cec-988a-2413-8ddff5257842
First observed: Jan 3, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.