RIA Intelligence

• LPL Financial LLC BD affiliated current
  since Aug 7, 2025 · Virginia Beach, Va
• Capital Analysts BD affiliated
  Jan 2, 2024 to Apr 7, 2025 · Ashburn, Va
• Lincoln Investment independent RIA
  Dec 18, 2023 to Apr 7, 2025 · Palm Beach Gardens, Fl
• Securities America Advisors, Inc. former
  Nov 6, 2020 to Dec 19, 2023 · Virginia Beach, Va
• Kms Financial Services, Inc former
  Apr 24, 2019 to Nov 6, 2020 · Seattle, Wa
• On Investment Management Co BD affiliated
  Apr 17, 2018 to Apr 25, 2019 · Norfolk, Va
• Osaic Institutions, Inc. BD affiliated
  Mar 2, 2017 to Sep 12, 2017 · Newport News, Va
• Cuso Financial Services, L.P. former
  May 7, 2015 to Mar 13, 2017 · Virginia Beach, Va
• Sagepoint Financial, Inc. former
  Nov 3, 2014 to May 20, 2015 · Virginia Beach, Va
• MML Investors Services, LLC BD affiliated
  Apr 19, 2012 to Aug 15, 2014 · Elizabeth City, Nc
• Morgan Stanley wirehouse
  Jan 3, 2012 to Mar 28, 2012 · Elizabeth City, Nc

• Lincoln Investment to Capital Analysts
  left Apr 7, 2025, registered Jan 2, 2024 (-461 days) · RIA to affiliated broker-dealer or bank
• Capital Analysts to LPL Financial LLC
  left Apr 7, 2025, registered Aug 7, 2025 (122 days) · Affiliated broker-dealer or bank to another
• Securities America Advisors, Inc. to Lincoln Investment
  left Dec 19, 2023, registered Dec 18, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA
• Kms Financial Services, Inc to Securities America Advisors, Inc.
  left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
• On Investment Management Co to Kms Financial Services, Inc
  left Apr 25, 2019, registered Apr 24, 2019 (-1 days) · Affiliated broker-dealer or bank to another
• Osaic Institutions, Inc. to On Investment Management Co
  left Sep 12, 2017, registered Apr 17, 2018 (217 days) · Other
• Cuso Financial Services, L.P. to Osaic Institutions, Inc.
  left Mar 13, 2017, registered Mar 2, 2017 (-11 days) · Other
• Sagepoint Financial, Inc. to Cuso Financial Services, L.P.
  left May 20, 2015, registered May 7, 2015 (-13 days) · Other
• MML Investors Services, LLC to Sagepoint Financial, Inc.
  left Aug 15, 2014, registered Nov 3, 2014 (80 days) · Other
• Morgan Stanley to MML Investors Services, LLC
  left Mar 28, 2012, registered Apr 19, 2012 (22 days) · Other

• Robert James Schup left Capital Analysts for Lpl Financial Llc (registered 2025-08-07)
  Apr 7, 2025 · Advisor changed firm · fact
• Robert James Schup left Lincoln Investment for Capital Analysts (registered 2024-01-02)
  Apr 7, 2025 · Advisor changed firm · fact
• Robert James Schup left Securities America Advisors, Inc. for Lincoln Investment (registered 2023-12-18)
  Dec 19, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address