DFX Intelligence

J•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

J•••••• A•••••

Advisor at S•••••• I••••••••• M••••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• M••••••••• L••	Independent wealth	Sep 4, 2024	n/a	yes	Tavares, FL\|Maitland, FL\|ALTAMONTE SPRINGS, FL\|Orlando, FL	Current employment
M•••• F•••••••• A•••••••	Bd affiliated wealth	Jul 11, 2017	Aug 30, 2024	no	MOUNT DORA, FL\|MAITLAND, FL\|ALPHARETTA, GA\|ORLANDO, FL\|Daytona Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• F•••••••• A•••••••	S•••••• I••••••••• M••••••••• L••	Aug 30, 2024	Sep 4, 2024	5	Firm change	RIA to RIA
S••••• W••••• A•••••••• I•••	M•••• F•••••••• A•••••••	Oct 16, 2015	Jul 11, 2017

Relationships

Registered with (4)

→ S•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Sep 4, 2024 to presentfactForm ADV
→ M•••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jul 11, 2017 to Aug 30, 2024factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2012 to Oct 16, 2015factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Order

Occurred
30 Aug 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 27, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.