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Advisor at BENEFIT FINANCIAL SERVICES GROUP
IRVINE, CA | Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENEFIT FINANCIAL SERVICES GROUP | Independent wealth | Jul 24, 2019 | n/a | yes | Phoenix, AZ|IRVINE, CA | Current employment |
| ARK FINANCIAL ADVISORS, LLC | n/a | Apr 24, 2019 | Jul 18, 2019 | no | AUSTIN, TX | Previous registration |
| FINANCIAL SENSE ADVISORS, INC. | Independent wealth | Apr 28, 2015 | Mar 28, 2019 | no | SAN DIEGO, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 23, 2013 | May 12, 2015 | no | ANAHEIM HILLS, CA|ANAHEIM, CA|ENCINO, CA|ANAHEIM, CA | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Aug 6, 2010 | Dec 17, 2013 | no | PHOENIX, AZ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 6, 2007 | Jan 15, 2008 | no | LOS ANGELES, CA|LONG BEACH, CA|UPLAND, CA|IRVINE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 11, 2005 | May 15, 2007 | no | ONTARIO, CA|ONTARIO, CA|ONTARIO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARK FINANCIAL ADVISORS, LLC | BENEFIT FINANCIAL SERVICES GROUP | Jul 18, 2019 | Jul 24, 2019 | 6 | Firm change | Other |
| FINANCIAL SENSE ADVISORS, INC. | ARK FINANCIAL ADVISORS, LLC | Mar 28, 2019 | Apr 24, 2019 | 27 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | FINANCIAL SENSE ADVISORS, INC. | May 12, 2015 | Apr 28, 2015 | -14 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | J.P. MORGAN SECURITIES LLC | Dec 17, 2013 | Dec 23, 2013 | 6 | Firm change | Other |
| WELLS FARGO ADVISORS | USAA FINANCIAL PLANNING SERVICES | Jan 15, 2008 | Aug 6, 2010 | 934 | Firm change after gap | Wirehouse to new firm |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | May 15, 2007 | Aug 6, 2007 | 83 | Firm change | Other |