DFX Intelligence

C••••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C••••••••• C•••••• M••••••••• L••

CRD 168302

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:f898fe0c-81c1-3898-55b5-4af66f9cc393

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Mar 17, 2016 to Mar 31, 2021
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.0M••• Locked
Discretionary RAUM: $9.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••• P••••••• M••••• F•••• L•	Hedge Fund	$150M	Dec 3, 2020	3	Dec 16, 2015	reported	021-248393
B••••••• P•••••••• L•	Hedge Fund	$8.2M	Jan 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••• J•••• W•••	MANAGING MEMBER/CCO	E	yes	04/2013	Mar 17, 2016	Mar 31, 2021

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$9.0M	$164M	-94.5%	$152M	-60.9%	1	4	0	0

Relationships

Advises (2)

→ B••••••• P•••••••• L•Private fundHedge Fund, ERA
Dec 16, 2015 to presentfactForm ADV
→ B••••••• P••••••• M••••• F•••• L•Private fundHedge Fund, IA
Dec 16, 2015 to presentfactForm ADV

Controls (1)

← R••••• J•••• W•••OwnerMANAGING MEMBER/CCO, ownership code E, individual
Mar 17, 2016 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2021
Regulatory AUM changed
C••••••••• C•••••• M••••••••• L•• reported RAUM $9.0M, down 94% from $163.6M (2020-12-03 to 2021-03-31)
Form ADVobserved 7 days ago
$-155M
Occurred
Dec 3, 2020
Control person left
David Craig Skaling (Cco/Coo) no longer on Schedule A of C••••••••• C•••••• M••••••••• L•• (listed 2020-03-30, absent 2020-12-03)
Form ADVobserved 7 days ago
Occurred
Mar 17, 2016
First Form ADV filing
C••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f898fe0c-81c1-3898-55b5-4af66f9cc393
First observed: Mar 17, 2016
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.