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Former SEC-registered adviser

C••••••••• C•••••• M••••••••• L••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 168302SEC 801-107494IAPD
Latest filing Mar 31, 2021
First filing on the tape Mar 17, 2016 · 9 filings
RAUM
$9.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$9.0M gross assets
History
9 filings and snapshots on the tape
RAUM$9.0M as of Mar 31, 2021
Mar 21, 2017$105M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Mar 21, 20170 then
Employees (5.A)1 as of Mar 31, 2021
Mar 21, 20173 then
Private funds1 as of Mar 31, 2021
Mar 21, 20172 then
RAUM -94% over the last fiscal year-61% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$9.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-94%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$9.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$9.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$9.0M for 1 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••••• P••••••• M••••• F•••• L•Hedge Fund$150M3Dec 16, 2015
      B••••••• P•••••••• L•Hedge Fund$8.2M8Dec 16, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • R••••• J•••• W••• · Managing Member/Ccocontrol
        since 04/2013 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 1
        Dec 3, 2020 to Mar 31, 2021
      • Advisory employees · 2 to 1
        Dec 3, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 4 to 1
        Dec 3, 2020 to Mar 31, 2021
      • Assets in custody · $164M to $9.0M
        Dec 3, 2020 to Mar 31, 2021
      • Employees · 4 to 1
        Dec 3, 2020 to Mar 31, 2021
      • Private funds · 2 to 1
        Dec 3, 2020 to Mar 31, 2021
      • Discretionary RAUM · $164M to $9.0M
        Dec 3, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $164M to $9.0M
        Dec 3, 2020 to Mar 31, 2021
      • RAUM · $164M to $9.0M
        Dec 3, 2020 to Mar 31, 2021
      • Advisory employees · 1 to 2
        Mar 26, 2019 to Mar 30, 2020
      • Assets in custody · $134M to $164M
        Mar 26, 2019 to Mar 30, 2020
      • Employees · 3 to 4
        Mar 26, 2019 to Mar 30, 2020
      • Discretionary RAUM · $134M to $164M
        Mar 26, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $134M to $164M
        Mar 26, 2019 to Mar 30, 2020
      • RAUM · $134M to $164M
        Mar 26, 2019 to Mar 30, 2020
      • Advisory employees · 2 to 1
        Mar 26, 2018 to Mar 26, 2019
      • Assets in custody · $152M to $134M
        Mar 26, 2018 to Mar 26, 2019
      • Employees · 4 to 3
        Mar 26, 2018 to Mar 26, 2019
      • Discretionary RAUM · $152M to $134M
        Mar 26, 2018 to Mar 26, 2019
      • Pooled vehicle RAUM · $152M to $134M
        Mar 26, 2018 to Mar 26, 2019
      • RAUM · $152M to $134M
        Mar 26, 2018 to Mar 26, 2019
      • Pooled vehicle clients · unset to 4.0
        Mar 21, 2017 to Mar 26, 2018
      • Assets in custody · $105M to $152M
        Mar 21, 2017 to Mar 26, 2018
      • Employees · 3 to 4
        Mar 21, 2017 to Mar 26, 2018
      • Other offices · unset to 0.0
        Mar 21, 2017 to Mar 26, 2018
      • Discretionary RAUM · $105M to $152M
        Mar 21, 2017 to Mar 26, 2018
      • Pooled vehicle RAUM · unset to 151546412.0
        Mar 21, 2017 to Mar 26, 2018
      • RAUM · $105M to $152M
        Mar 21, 2017 to Mar 26, 2018
      • Assets in custody · $135M to $105M
        Oct 27, 2016 to Mar 21, 2017
      • Discretionary RAUM · $135M to $105M
        Oct 27, 2016 to Mar 21, 2017
      • RAUM · $135M to $105M
        Oct 27, 2016 to Mar 21, 2017
      • Private funds · 4 to 2
        Mar 17, 2016 to Mar 22, 2016
      Signals
      3 dated events
      • C••••••••• C•••••• M••••••••• L•• reported RAUM $9.0M, down 94% from $163.6M (2020-12-03 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • David Craig Skaling (Cco/Coo) no longer on Schedule A of C••••••••• C•••••• M••••••••• L•• (listed 2020-03-30, absent 2020-12-03)
        Dec 3, 2020 · Control person left · inference
      • C••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 17, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026