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RIA / WealthAdvisor14 years in industry

PARKER JAMES O'SULLIVAN

Advisor at FARTHER

Moraga, CA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:f8c0dc55-14a2-33a5-ad1f-289fb83cfa2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FARTHER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 22, 2015
First registration: Feb 24, 2012
Dual registered: no
Other names: PARKER O'SULLIVAN
IAPD individual key: 5923601

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Farther	Independent wealth	Feb 25, 2022	n/a	yes	Moraga, CA\|SAN FRANCISCO, CA	Current employment
SIERRA PACIFIC PRIVATE WEALTH, LLC	Independent wealth	Aug 4, 2020	Apr 19, 2022	no	PLEASANTON, CA	Previous registration
INSIGHT WEALTH STRATEGIES, LLC	Independent wealth	Jul 15, 2019	Aug 21, 2019	no	San Ramon, CA	Previous registration
TRAN CAPITAL MANAGEMENT, L.P.	Independent wealth	Aug 2, 2016	Aug 16, 2016	no	SAN RAFAEL, CA	Previous registration
SANTA BARBARA ASSET MANAGEMENT, LLC	Former SEC adviser	Feb 24, 2012	Aug 13, 2012	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIERRA PACIFIC PRIVATE WEALTH, LLC	Farther	Apr 19, 2022	Feb 25, 2022	-53	Firm change after gap	RIA to RIA
INSIGHT WEALTH STRATEGIES, LLC	SIERRA PACIFIC PRIVATE WEALTH, LLC	Aug 21, 2019	Aug 4, 2020	349	Firm change	RIA to RIA
TRAN CAPITAL MANAGEMENT, L.P.	INSIGHT WEALTH STRATEGIES, LLC	Aug 16, 2016	Jul 15, 2019	1,063	Firm change after gap	Other
SANTA BARBARA ASSET MANAGEMENT, LLC	TRAN CAPITAL MANAGEMENT, L.P.	Aug 13, 2012	Aug 2, 2016	1,450	Firm change after gap	Other

Relationships

Registered with (5)

→ FARTHERRegistered adviserregistration: current employment
Feb 25, 2022 to presentfactForm ADV
→ SIERRA PACIFIC PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Aug 4, 2020 to Apr 19, 2022factForm ADV
→ INSIGHT WEALTH STRATEGIES, LLCRegistered adviserregistration: previous registration
Jul 15, 2019 to Aug 21, 2019factForm ADV
→ TRAN CAPITAL MANAGEMENT, L.P.Registered adviserregistration: previous registration
Aug 2, 2016 to Aug 16, 2016factForm ADV
→ SANTA BARBARA ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 24, 2012 to Aug 13, 2012factForm ADV

Dated events

Occurred
Apr 19, 2022
Advisor changed firm
Parker James O'Sullivan left Sierra Pacific Private Wealth, Llc for Farther (registered 2022-02-25)
Form ADVobserved 5 days ago