DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Parker O'Sullivan
At current firm
4 y
since Feb 25, 2022
In the industry
14 y
since Feb 24, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Farther independent RIA currentsince Feb 25, 2022 · Moraga, Ca
- Sierra Pacific Private Wealth, LLC independent RIAAug 4, 2020 to Apr 19, 2022 · Pleasanton, Ca
- Insight Wealth Strategies, LLC independent RIAJul 15, 2019 to Aug 21, 2019 · San Ramon, Ca
- Tran Capital Management, L.P. independent RIAAug 2, 2016 to Aug 16, 2016 · San Rafael, Ca
- Santa Barbara Asset Management, LLC formerFeb 24, 2012 to Aug 13, 2012 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Sierra Pacific Private Wealth, LLC to Fartherleft Apr 19, 2022, registered Feb 25, 2022 (-53 days) · RIA to RIA
- Insight Wealth Strategies, LLC to Sierra Pacific Private Wealth, LLCleft Aug 21, 2019, registered Aug 4, 2020 (349 days) · RIA to RIA
- Tran Capital Management, L.P. to Insight Wealth Strategies, LLCleft Aug 16, 2016, registered Jul 15, 2019 (1063 days) · Other
- Santa Barbara Asset Management, LLC to Tran Capital Management, L.P.left Aug 13, 2012, registered Aug 2, 2016 (1450 days) · Other
Signals
- Parker James O'Sullivan left Sierra Pacific Private Wealth, Llc for Farther (registered 2022-02-25)Apr 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address