DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
BAKERSFIELD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2025 | n/a | yes | BAKERSFIELD, CA | Current employment |
| SCF INVESTMENT ADVISORS, INC. | Former SEC adviser | May 13, 2024 | May 1, 2025 | no | SAN DIEGO, CA|Bakersfield, CA | Previous registration |
| BOLTHOUSE INVESTMENT MANAGEMENT SERVICES | Mixed wealth | Nov 3, 2022 | May 2, 2024 | no | BAKERSFIELD, CA | Previous registration |
| BARNES WEALTH MANAGEMENT GROUP | Independent wealth | Sep 24, 2019 | Oct 28, 2022 | no | BAKERSFIELD, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 25, 2015 | Sep 9, 2019 | no | BAKERSFIELD, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 12, 2013 | Oct 6, 2015 | no | BAKERSFIELD, CA|SAN DIEGO, CA|BAKERSFIELD, CA|BAKERSFIELD, CA|TEHACHAPI, CA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Dec 21, 2012 | Jun 13, 2013 | no | BAKERSFIELD, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 18, 2012 | Jan 4, 2013 | no | BAKERSFIELD, CA|DELANO, CA | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Jun 26, 2012 | Oct 16, 2012 | no | BAKERSFIELD, CA|CALIFORNIA CITY, CA|TEHACHAPI, CA|BAKERSFIELD, CA|BAKERSFIELD, CA|BISMARCK, ND|BAKERSFIELD, CA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Apr 9, 2012 | Jun 29, 2012 | no | BAKERSFIELD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCF INVESTMENT ADVISORS, INC. | LPL FINANCIAL LLC | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| BOLTHOUSE INVESTMENT MANAGEMENT SERVICES | SCF INVESTMENT ADVISORS, INC. | May 2, 2024 | May 13, 2024 | 11 | Firm change | RIA to ibd |
| BARNES WEALTH MANAGEMENT GROUP | BOLTHOUSE INVESTMENT MANAGEMENT SERVICES | Oct 28, 2022 | Nov 3, 2022 | 6 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | BARNES WEALTH MANAGEMENT GROUP | Sep 9, 2019 | Sep 24, 2019 | 15 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 6, 2015 | Nov 25, 2015 | 50 | Firm change | Other |
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | Jun 13, 2013 | Jun 12, 2013 | -1 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | CUSO FINANCIAL SERVICES, L.P. | Jan 4, 2013 | Dec 21, 2012 | -14 | Firm change | Other |
| INVESTMENT CENTERS OF AMERICA, INC. | J.P. MORGAN SECURITIES LLC | Oct 16, 2012 | Oct 18, 2012 | 2 | Firm change | Other |
| CUSO FINANCIAL SERVICES, L.P. | INVESTMENT CENTERS OF AMERICA, INC. | Jun 29, 2012 | Jun 26, 2012 | -3 | Firm change | Other |