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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

ADARYL K DAVIS

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

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Search this name across graphsid dfx:ria:f8d35c69-7c5e-27cc-49af-17050a0cdda4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 29, 2008
First registration: Nov 11, 2008
Dual registered: yes, broker-dealer
Other names: ADARYL DAVIS|ADARYL KERRARI DAVIS
IAPD individual key: 5442129

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 4, 2022	n/a	yes	Westlake, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 10, 2020	Dec 31, 2021	no	Southlake, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 21, 2012	Oct 18, 2017	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 21, 2012	Oct 14, 2022	no	Westlake, TX\|WestLake, TX\|FORT WORTH, TX\|Westlake, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 13, 2010	Mar 26, 2012	no	BEDFORD, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 22, 2009	Sep 9, 2009	no	FORT WORTH, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 11, 2008	Feb 12, 2009	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Jan 10, 2020	-1,008	Bulk transfer	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Dec 31, 2021	Oct 4, 2022	277	Channel change	RIA to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 18, 2017	Mar 21, 2012	-2,037	Channel change	Other
CHASE INVESTMENT SERVICES CORP.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 26, 2012	Mar 21, 2012	-5	Firm change	Other
EQUITABLE ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Sep 9, 2009	Oct 13, 2010	399	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EQUITABLE ADVISORS, LLC	Feb 12, 2009	Apr 22, 2009	69	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:5393:TX:2021-12-31	Dec 31, 2021	Oct 4, 2022	SOUTHLAKE, TX	Firm change
111514:7870:TX:2017-10-16	Oct 18, 2017	Mar 21, 2012	FORT WORTH, TX	Firm change after gap

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 21, 2012 to Oct 14, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 10, 2020 to Dec 31, 2021factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 13, 2010 to Mar 26, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 22, 2009 to Sep 9, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 11, 2008 to Feb 12, 2009factForm ADV

Dated events

No dated event names this entity yet.