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RIA / WealthAdvisor11 years in industry

David Lundberg

Advisor at AWAKEN FINANCIAL DESIGNS LLC

CARY, NC

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Search this name across graphsid dfx:ria:f8e3d83d-3f29-4168-4cbe-d095b19598a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jun 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AWAKEN FINANCIAL DESIGNS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 15, 2015
First registration: Jun 4, 2016
Dual registered: no
Other names: DAVID Danial LUNDBERG|david lundberg
IAPD individual key: 6444372

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AWAKEN FINANCIAL DESIGNS LLC	State registered	Feb 27, 2026	n/a	yes	CARY, NC	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	May 1, 2024	Nov 4, 2025	no	CARY, NC\|Mesa, AZ\|PHOENIX, AZ	Previous registration
SOUND INCOME STRATEGIES, LLC	Independent wealth	Oct 30, 2023	Apr 8, 2024	no	Mesa, AZ\|FORT LAUDERDALE, FL	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	May 10, 2021	Apr 19, 2023	no	Mesa, AZ\|INDIANAPOLIS, IN\|Mesa, AZ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 27, 2020	Apr 9, 2021	no	SCOTTSDALE, AZ	Previous registration
HELIUM ADVISORS LLC	Independent wealth	Jul 10, 2020	Nov 13, 2020	no	Scottsdale, AZ\|VANCOUVER, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 5, 2016	Jul 16, 2020	no	CHANDLER, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 4, 2016	Oct 6, 2016	no	Phoenix, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	AWAKEN FINANCIAL DESIGNS LLC	Nov 4, 2025	Feb 27, 2026	115	Firm change	RIA to state RIA
SOUND INCOME STRATEGIES, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Apr 8, 2024	May 1, 2024	23	Firm change	RIA to RIA
ONEAMERICA SECURITIES, INC.	SOUND INCOME STRATEGIES, LLC	Apr 19, 2023	Oct 30, 2023	194	Firm change	Ibd to RIA
EQUITABLE ADVISORS, LLC	ONEAMERICA SECURITIES, INC.	Apr 9, 2021	May 10, 2021	31	Firm change	Ibd to ibd
HELIUM ADVISORS LLC	EQUITABLE ADVISORS, LLC	Nov 13, 2020	Nov 27, 2020	14	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HELIUM ADVISORS LLC	Jul 16, 2020	Jul 10, 2020	-6	Firm change	Wirehouse to RIA
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 6, 2016	Oct 5, 2016	-1	Firm change	Ibd to wirehouse

Relationships

Registered with (8)

→ AWAKEN FINANCIAL DESIGNS LLCRegistered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
May 1, 2024 to Nov 4, 2025factForm ADV
→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Oct 30, 2023 to Apr 8, 2024factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
May 10, 2021 to Apr 19, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 27, 2020 to Apr 9, 2021factForm ADV
→ HELIUM ADVISORS LLCRegistered adviserregistration: previous registration
Jul 10, 2020 to Nov 13, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 5, 2016 to Jul 16, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 4, 2016 to Oct 6, 2016factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
David Lundberg left Foundations Investment Advisors Llc for Awaken Financial Designs Llc (registered 2026-02-27)
Form ADVobserved 6 days ago
Occurred
Apr 8, 2024
Advisor changed firm
David Lundberg left Sound Income Strategies, Llc for Foundations Investment Advisors Llc (registered 2024-05-01)
Form ADVobserved 6 days ago
Occurred
Apr 19, 2023
Advisor changed firm
David Lundberg left Oneamerica Securities, Inc. for Sound Income Strategies, Llc (registered 2023-10-30)
Form ADVobserved 6 days ago