DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Lundberg

Awaken Financial Designs LLCstate registeredCary, NcIA-onlyIAPD 6444372

Feed of 09/14/2026

Also filed as David Danial Lundberg

At current firm

0 y

since Feb 27, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Awaken Financial Designs LLC state registered current
since Feb 27, 2026 · Cary, Nc
Foundations Investment Advisors LLC independent RIA
May 1, 2024 to Nov 4, 2025 · Cary, Nc
Sound Income Strategies, LLC independent RIA
Oct 30, 2023 to Apr 8, 2024 · Mesa, Az
Oneamerica Securities, Inc. BD affiliated
May 10, 2021 to Apr 19, 2023 · Mesa, Az
Equitable Advisors, LLC national BD
Nov 27, 2020 to Apr 9, 2021 · Scottsdale, Az
Helium Advisors LLC independent RIA
Jul 10, 2020 to Nov 13, 2020 · Scottsdale, Az
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 5, 2016 to Jul 16, 2020 · Chandler, Az
Charles Schwab & Co., Inc. national BD
Jun 4, 2016 to Oct 6, 2016 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Foundations Investment Advisors LLC to Awaken Financial Designs LLC
left Nov 4, 2025, registered Feb 27, 2026 (115 days) · RIA to a state-registered adviser
Sound Income Strategies, LLC to Foundations Investment Advisors LLC
left Apr 8, 2024, registered May 1, 2024 (23 days) · RIA to RIA
Oneamerica Securities, Inc. to Sound Income Strategies, LLC
left Apr 19, 2023, registered Oct 30, 2023 (194 days) · Affiliated broker-dealer or bank to independent RIA
Equitable Advisors, LLC to Oneamerica Securities, Inc.
left Apr 9, 2021, registered May 10, 2021 (31 days) · Affiliated broker-dealer or bank to another
Helium Advisors LLC to Equitable Advisors, LLC
left Nov 13, 2020, registered Nov 27, 2020 (14 days) · RIA to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Helium Advisors LLC
left Jul 16, 2020, registered Jul 10, 2020 (-6 days) · Wirehouse to independent RIA
Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 6, 2016, registered Oct 5, 2016 (-1 days) · Affiliated broker-dealer or bank to wirehouse

Signals

David Lundberg left Foundations Investment Advisors Llc for Awaken Financial Designs Llc (registered 2026-02-27)
Nov 4, 2025 · Advisor changed firm · fact
David Lundberg left Sound Income Strategies, Llc for Foundations Investment Advisors Llc (registered 2024-05-01)
Apr 8, 2024 · Advisor changed firm · fact
David Lundberg left Oneamerica Securities, Inc. for Sound Income Strategies, Llc (registered 2023-10-30)
Apr 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address