This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ETHOS FINANCIAL GROUP, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 29, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Mar 29, 2013

First registration

Apr 4, 2019

Dual registered

yes, broker-dealer

Other names

JOHN D SPARISCI|JOHN SPARISCI|JOHN SANTINI|JOHN DOMINIC SANTINI

IAPD individual key

6129815

• Occurred

  Sep 6, 2022
  Advisor changed firm

  John Santini left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ethos Financial Group, Llc (registered 2022-09-19)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f8fced9a-300a-020b-17b7-9b8a4837eed1

First observed

Apr 4, 2019

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.