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R••••• U••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

R••••• U••••••• K•••

Advisor at T•••••• F•••••••• L••

WILLIAMSBURG, VA

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Search this name across graphsid dfx:ria:f90a1089-2bbe-06a1-652d-463f06357ba5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• F•••••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	WILLIAMSBURG, VA	Current employment
O••••••• B•• W••••• P•••••••	Independent wealth	Jul 14, 2022	Jun 30, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• B•• W••••• P•••••••	T•••••• F•••••••• L••	Jun 30, 2025	Jul 1, 2025	1	Firm change	RIA to new firm
P•••••• A•••••• G••••• L••	O••••••• B•• W••••• P•••••••	Jul 21, 2022

Relationships

Registered with (4)

→ T•••••• F•••••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ O••••••• B•• W••••• P•••••••Registered adviserregistration: previous registration
Jul 14, 2022 to Jun 30, 2025factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Dec 14, 2020 to Jul 21, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Jun 30, 2025
A•••••• firm change
R••••• U••••••• K••• left O••••••• B•• W••••• P••••••• for T•••••• F•••••••• L•• (registered 2025-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f90a1089-2bbe-06a1-652d-463f06357ba5
First observed: Mar 7, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.