DFX Intelligence

J••• M••••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)35 years in industry

J••• M••••••••• G•••••

Advisor at O•••• W•••••• I•••

PLYMOUTH, MN

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Search this name across graphsid dfx:ria:f914b291-12ac-2465-2071-bdb0396b4866

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Dec 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	May 11, 2026	n/a	yes	PLYMOUTH, MN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	May 19, 2026	no	LAKE ELMO, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	O•••• W•••••• I•••	May 19, 2026	May 11, 2026	-8	Firm change	Ibd to ibd
A••••••••• W••••• P•••••••	C••••• I••••••••• A••••••• L••	May 12, 2026	Jun 29, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:113074:MN:2023-06-29	Jun 29, 2023	Mar 18, 2015	LAKE ELMO, MN	Firm change after gap

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to May 19, 2026factForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Mar 18, 2015 to May 12, 2026factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
May 19, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
May 12, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 29, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f914b291-12ac-2465-2071-bdb0396b4866
First observed: Dec 3, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.