DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joan Maastricht Gilles

Osaic Wealth, Inc.BD affiliatedPlymouth, Mndual registrantIAPD 1171123

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Joan Gilles

At current firm

0 y

since May 11, 2026

In the industry

35 y

since Jan 3, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since May 11, 2026 · Plymouth, Mn
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to May 19, 2026 · Lake Elmo, Mn
Advisornet Wealth Partners independent RIA
Mar 18, 2015 to May 12, 2026 · Minnetonka, Mn
Cetera Advisor Networks LLC former
Jan 30, 2015 to Jun 29, 2023 · Minnetonka, Mn
Ameriprise Financial Services, LLC national BD
Dec 3, 2012 to Feb 10, 2015 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Osaic Wealth, Inc.
left May 19, 2026, registered May 11, 2026 (-8 days) · Affiliated broker-dealer or bank to another
Advisornet Wealth Partners to Cetera Investment Advisers LLC
left May 12, 2026, registered Jun 29, 2023 (-1048 days) · RIA to affiliated broker-dealer or bank
Cetera Advisor Networks LLC to Advisornet Wealth Partners
left Jun 29, 2023, registered Mar 18, 2015 (-3025 days) · Other · moved with a team
Ameriprise Financial Services, LLC to Cetera Advisor Networks LLC
left Feb 10, 2015, registered Jan 30, 2015 (-11 days) · Other

Signals

Joan Maastricht Gilles left Cetera Investment Advisers Llc for Osaic Wealth, Inc. (registered 2026-05-11)
May 19, 2026 · Advisor changed firm · fact
Joan Maastricht Gilles left Advisornet Wealth Partners for Cetera Investment Advisers Llc (registered 2023-06-29)
May 12, 2026 · Advisor changed firm · fact
Joan Maastricht Gilles left Cetera Advisor Networks Llc for Advisornet Wealth Partners (registered 2015-03-18)
Jun 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address