DFX Intelligence

R••• T•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R••• T•••• O••••••

Advisor at A••• C•••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:f916de92-f591-5849-280d-7dc03b3dc8e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• C•••••• L••	Independent wealth	Oct 1, 2018	n/a	yes	LEXINGTON, KY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 4, 2007	Sep 22, 2010	no	LEXINGTON, KY\|FORT MILL, SC\|LEXINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••• C•••••• L••	Sep 22, 2010	Oct 1, 2018	2,931	Firm change after gap	Other
C••••• I••••••••• S••••••• L••	L•• F•••••••• L••	Sep 5, 2007	Sep 4, 2007

Relationships

Registered with (3)

→ A••• C•••••• L••Registered adviserregistration: current employment
Oct 1, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 4, 2007 to Sep 22, 2010factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 17, 2004 to Sep 5, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f916de92-f591-5849-280d-7dc03b3dc8e5
First observed: Mar 23, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.