DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••••• S•••••• A••••••••• I••••••••• L••

Former SEC-registered adviserMorristown, New JerseyCRD 172454SEC 801-80495IAPD
Latest filing Dec 9, 2021
First filing on the tape Oct 15, 2014 · 27 filings
RAUM
$66.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
$66.8M gross assets
History
27 filings and snapshots on the tape
RAUM$66.8M as of Mar 26, 2021
Mar 31, 2015$12.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 26, 2021
Mar 31, 20150 then
Employees (5.A)9 as of Mar 26, 2021
Mar 31, 20156 then
Private funds7 as of Mar 26, 2021
Mar 31, 20151 then
RAUM +42% over the last fiscal year+39% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Dec 9, 2021; every figure names its basis
RAUM per advisor
$16.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$9.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+42%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-based, commissions, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for pooled vehicles, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Custody
$23.2M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$66.8M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$23.2M for 1 clientsreported
Compensation
% of AUM, fixed, hourly, performance, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    17 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    C•• H•••••••• N•• L•••• F••• I• L••Real Estate Fund$15.3M56Oct 15, 2014
    C• B•••• 1• N••• I••••••• L••Real Estate Fund$10.9M78Mar 26, 2021
    C• V••••• E•••••• I•••••••• L••Real Estate Fund$10.8M34Mar 26, 2021
    C• U••• I••••••• L••Real Estate Fund$10.7M41Mar 31, 2023
    C• B•••••• I•••••••• L••Real Estate Fund$10.6M76Mar 30, 2020
    C• D•••• 2••• L••Real Estate Fund$9.5M5Jul 21, 2023
    C• N••• I•••••••• L••Real Estate Fund$7.6M56Mar 27, 2019
    C• H••• S•••• I••••••• L••Real Estate Fund$7.6M48May 12, 2022
    C• H••••••• I• I••••••• L••Real Estate Fund$7.5M55May 12, 2022
    C• C•••••• P••••• I•••••••• L••Real Estate Fund$6.7M24Mar 31, 2023
    C• H••• I•••••••• L••Real Estate Fund$5.9M35Mar 27, 2019
    C• M•••••• C••••••••• 2••• I••••••• L••Real Estate Fund$5.2M27Mar 31, 2023
    C• S••••••• I••••••• L••Real Estate Fund$5.1M46May 12, 2022
    C• N•••••• I•••••••• L••Real Estate Fund$3.6M28Aug 7, 2019
    C• H••••••• I• Q•• L••Real Estate Fund$1.9M6May 29, 2024
    C• M••••••• L••no longer reportedReal Estate Fund$950,0009Mar 27, 2019
    C• B•••••• I•••••••• L••no longer reportedReal Estate Fund$100,00025Aug 7, 2019
    Owners and control persons
    Schedule A and B, latest filing
    • C••••• C•••••• L•••• · Chief Operating Officer, Chief Compliance Officercontrol
      since 09/2014 · owns less than 5%
    • S•••• J••••••• C••••• · Managing Member, Chief Financial Officer, Chief Executive Officer, Chief Information Officercontrol
      since 09/2014 · owns 75% or more
    Related persons
    Schedule D 7.A
    • C••••• S•••••• A••••••••• I••••••••• L••
      pooled vehicle sponsorn
    • C• M••••••• L••
      pooled vehicle sponsorn
    • S••• W••••• I•••••••• A•••••
      real estaten
    • S••• W••••• M••••••••• L••
      investment advisernRAUM $110M
    Advisers that list C••••• S•••••• A••••••••• I••••••••• L•• as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 6 to 7
      Apr 16, 2020 to Mar 26, 2021
    • Pooled vehicle clients · 6 to 7
      Apr 16, 2020 to Mar 26, 2021
    • Employees · 10 to 9
      Apr 16, 2020 to Mar 26, 2021
    • Private funds · 6 to 7
      Apr 16, 2020 to Mar 26, 2021
    • Discretionary RAUM · $47.2M to $66.8M
      Apr 16, 2020 to Mar 26, 2021
    • Pooled vehicle RAUM · $47.2M to $66.8M
      Apr 16, 2020 to Mar 26, 2021
    • RAUM · $47.2M to $66.8M
      Apr 16, 2020 to Mar 26, 2021
    • Accounts · 4 to 6
      Aug 15, 2019 to Mar 30, 2020
    • Pooled vehicle clients · 4 to 6
      Aug 15, 2019 to Mar 30, 2020
    • Private funds · 5 to 6
      Aug 15, 2019 to Mar 30, 2020
    • Discretionary RAUM · $37.0M to $47.2M
      Aug 15, 2019 to Mar 30, 2020
    • Pooled vehicle RAUM · $37.0M to $47.2M
      Aug 15, 2019 to Mar 30, 2020
    • RAUM · $37.0M to $47.2M
      Aug 15, 2019 to Mar 30, 2020
    • Private funds · 6 to 5
      Aug 7, 2019 to Aug 15, 2019
    • Private funds · 4 to 6
      Jun 20, 2019 to Aug 7, 2019
    • Accounts · 1 to 4
      Nov 20, 2018 to Mar 27, 2019
    • Advisory activities · 2 to 6
      Nov 20, 2018 to Mar 27, 2019
    • Pooled vehicle clients · 1 to 4
      Nov 20, 2018 to Mar 27, 2019
    • Private funds · 1 to 4
      Nov 20, 2018 to Mar 27, 2019
    • Discretionary RAUM · $25.1M to $37.0M
      Nov 20, 2018 to Mar 27, 2019
    • Pooled vehicle RAUM · $25.1M to $37.0M
      Nov 20, 2018 to Mar 27, 2019
    • RAUM · $25.1M to $37.0M
      Nov 20, 2018 to Mar 27, 2019
    • Advisory activities · 1 to 2
      May 17, 2018 to Nov 20, 2018
    • Commission compensation · false to true
      May 17, 2018 to Nov 20, 2018
    • Employees · 4 to 10
      May 17, 2018 to Nov 20, 2018
    • Financial planning clients · unset to 0
      May 17, 2018 to Nov 20, 2018
    • Pooled vehicle clients · unset to 1.0
      Mar 23, 2017 to Mar 23, 2018
    • Employees · 7 to 4
      Mar 23, 2017 to Mar 23, 2018
    • Insurance-licensed employees · 6 to 4
      Mar 23, 2017 to Mar 23, 2018
    • State-registered IARs · 6 to 4
      Mar 23, 2017 to Mar 23, 2018
    • Other offices · unset to 0.0
      Mar 23, 2017 to Mar 23, 2018
    • Discretionary RAUM · $23.2M to $25.1M
      Mar 23, 2017 to Mar 23, 2018
    • Pooled vehicle RAUM · unset to 25129391.0
      Mar 23, 2017 to Mar 23, 2018
    • RAUM · $23.2M to $25.1M
      Mar 23, 2017 to Mar 23, 2018
    • Assets in custody · $2.5M to $23.2M
      Mar 22, 2017 to Mar 23, 2017
    • Discretionary RAUM · $2.5M to $23.2M
      Mar 22, 2017 to Mar 23, 2017
    • RAUM · $2.5M to $23.2M
      Mar 22, 2017 to Mar 23, 2017
    • Accounts · 41 to 1
      Sep 7, 2016 to Mar 22, 2017
    • Advisory employees · 3 to 4
      Sep 7, 2016 to Mar 22, 2017
    • Advisory activities · 3 to 1
      Sep 7, 2016 to Mar 22, 2017
    Signals
    2 dated events
    • Joseph Mark Deangelis (Chief Compliance Officer) appeared on Schedule A of C••••• S•••••• A••••••••• I••••••••• L••
      Aug 7, 2019 · Control person joined · fact
    • C••••• S•••••• A••••••••• I••••••••• L•• filed its initial SEC registration (Form ADV)
      Oct 15, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    LINKEDIN.COM/COMPANY/C•••••-S••••••-A•••••••••-INVESTMENTSreportedpublic record, Form ADV, Sep 18, 2026
    Website
    C•••••S••••••ALTS.COMreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026
    Across the graphs

    C••••• S•••••• A••••••••• I••••••••• L•• is the same institution as 1 record in Real Estate Funds.

    Real Estate Funds1

    Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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