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Advisor at WELLS FARGO ADVISORS
TOMBALL, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 4, 2015 | n/a | yes | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|TOMBALL, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 9, 2015 | Oct 30, 2015 | no | HOUSTON, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Nov 26, 2012 | Apr 13, 2015 | no | SUGARLAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Oct 30, 2015 | Nov 4, 2015 | 5 | Firm change | Wirehouse to wirehouse |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 13, 2015 | Apr 9, 2015 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110476:7691:TX:2015-04-07 | Apr 13, 2015 | Apr 9, 2015 | SUGARLAND, TX | Firm change |