DFX Intelligence

S••••• K•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

S••••• K•••• B•••••

Advisor at T••••••••• R••••••••• A•••••••• L••

MACOMB, MI

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Search this name across graphsid dfx:ria:f9527ba3-66bc-f2da-62d6-af7fd50504bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• R••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• R••••••••• A•••••••• L••	Bd affiliated wealth	Apr 16, 2014	n/a	yes	MACOMB, MI	Current employment
L••• F•••••••• A•••••••	Former SEC adviser	Apr 25, 2013	Nov 20, 2013	no	TROY, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• F•••••••• A•••••••	T••••••••• R••••••••• A•••••••• L••	Nov 20, 2013	Apr 16, 2014	147	Firm change	Other
N•••••• I••••••••• I•••	L••• F•••••••• A•••••••	Oct 2, 2009	Apr 25, 2013

Relationships

Registered with (4)

→ T••••••••• R••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 16, 2014 to presentfactForm ADV
→ L••• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 25, 2013 to Nov 20, 2013factForm ADV
→ N•••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 19, 2007 to Oct 2, 2009factForm ADV
→ T• A••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9527ba3-66bc-f2da-62d6-af7fd50504bc
First observed: Oct 20, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.