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RIA / WealthAdvisor15 years in industry

JOHN KENNETH MATTHEWS

Advisor at BROOKWOOD INVESTMENT GROUP

Cornelius, NC | PHOENIX, AZ

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Search this name across graphsid dfx:ria:f95cdc4c-b760-a8db-f7f2-1d36f0b80766

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 24, 2011
First registration: Mar 18, 2013
Dual registered: no
Other names: JOHN K MATTHEWS|John Matthews
IAPD individual key: 5495147

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKWOOD INVESTMENT GROUP	Independent wealth	Jun 15, 2025	n/a	yes	Cornelius, NC\|PHOENIX, AZ	Current employment
REDWOOD PRIVATE WEALTH	Former SEC adviser	Nov 17, 2021	Mar 31, 2025	no	PHOENIX, AZ\|Cornelius, NC	Previous registration
MATTHEWS INVESTMENT COMPANY, LLC	n/a	Apr 27, 2021	Nov 17, 2021	no	CORNELIUS, NC	Previous registration
IRON RIVER CAPITAL LLC	State registered	Jan 22, 2020	May 11, 2020	no	DURANGO, CO\|CORNELIUS, NC	Previous registration
HARVEST INVESTMENT SERVICES, LLC	Independent wealth	Aug 27, 2019	Jan 2, 2020	no	CORNELIUS, NC\|OAKBROOK TERRACE, IL	Previous registration
ATP WEALTH LLC	n/a	Mar 18, 2013	Aug 23, 2019	no	CORNELIUS, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD PRIVATE WEALTH	BROOKWOOD INVESTMENT GROUP	Mar 31, 2025	Jun 15, 2025	76	Bulk transfer	RIA to RIA
MATTHEWS INVESTMENT COMPANY, LLC	REDWOOD PRIVATE WEALTH	Nov 17, 2021	Nov 17, 2021	0	Firm change	Other
IRON RIVER CAPITAL LLC	MATTHEWS INVESTMENT COMPANY, LLC	May 11, 2020	Apr 27, 2021	351	Firm change	Other
HARVEST INVESTMENT SERVICES, LLC	IRON RIVER CAPITAL LLC	Jan 2, 2020	Jan 22, 2020	20	Firm change	RIA to state RIA
ATP WEALTH LLC	HARVEST INVESTMENT SERVICES, LLC	Aug 23, 2019	Aug 27, 2019	4	Firm change	Other

Relationships

Registered with (6)

→ BROOKWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
Jun 15, 2025 to presentfactForm ADV
→ REDWOOD PRIVATE WEALTHRegistered adviserregistration: previous registration
Nov 17, 2021 to Mar 31, 2025factForm ADV
→ MATTHEWS INVESTMENT COMPANY, LLCRegistered adviserregistration: previous registration
Apr 27, 2021 to Nov 17, 2021factForm ADV
→ IRON RIVER CAPITAL LLCRegistered adviserregistration: previous registration
Jan 22, 2020 to May 11, 2020factForm ADV
→ HARVEST INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Aug 27, 2019 to Jan 2, 2020factForm ADV
→ ATP WEALTH LLCRegistered adviserregistration: previous registration
Mar 18, 2013 to Aug 23, 2019factForm ADV

Dated events

No dated event names this entity yet.