DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MIDLAND WEALTH MANAGEMENT
EFFINGHAM, IL | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MIDLAND WEALTH MANAGEMENT | Other adviser | Feb 24, 2025 | n/a | yes | Chicago, IL|EFFINGHAM, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 13, 2022 | Feb 25, 2025 | no | DEER PARK, IL | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 25, 2019 | Jan 20, 2022 | no | Deerfield, IL | Previous registration |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jul 19, 2019 | Sep 23, 2019 | no | Deerfield, IL | Previous registration |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Aug 18, 2015 | Jun 17, 2019 | no | DEERFIELD, IL | Previous registration |
| NEW VERNON WEALTH MANAGEMENT LLC | Independent wealth | Mar 27, 2013 | Nov 3, 2015 | no | HIGHLAND PARK, IL | Previous registration |
| SF INVESTMENT ADVISERS | Former SEC adviser | Oct 9, 2012 | Mar 27, 2013 | no | HIGHLAND PARK, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 21, 2010 | Oct 18, 2012 | no | Deerfield, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MIDLAND WEALTH MANAGEMENT | Feb 25, 2025 | Feb 24, 2025 | -1 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 20, 2022 | Jan 13, 2022 | -7 | Firm change | Ibd to wirehouse |
| HIGHTOWER ADVISORS, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 23, 2019 | Oct 25, 2019 | 32 | Firm change | Ibd to ibd |
| NEW VERNON WEALTH MANAGEMENT LLC | HIGHTOWER ADVISORS, LLC | Nov 3, 2015 | Aug 18, 2015 | -77 | Firm change after gap | Other |
| SF INVESTMENT ADVISERS | NEW VERNON WEALTH MANAGEMENT LLC | Mar 27, 2013 | Mar 27, 2013 | 0 | Firm change | Other |
| MORGAN STANLEY | SF INVESTMENT ADVISERS | Oct 18, 2012 | Oct 9, 2012 | -9 | Firm change | Other |