DFX Intelligence

B•••• R••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

B•••• R••••• L•••••

Advisor at W••••••••• A•••••••

Chicago, IL | Milwaukee, WI

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Search this name across graphsid dfx:ria:f964d04c-d924-cd50-1720-4d4b34b071f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• L••	Mixed wealth	Jun 30, 2026	n/a	yes	Chicago, IL	Current employment
W••••••••• A•••••••	Independent wealth	Jan 8, 2025	n/a	yes	Milwaukee, WI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Dec 31, 2020	Jan 8, 2025	1,469	Bulk transfer	RIA to RIA
B•••• T•••• I••••••••• A•••••••	W••••••••• A•••••••	Jul 8, 2013	Jun 25, 2013

Relationships

Registered with (5)

→ F•••••••• A••••••• L••Registered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Jun 25, 2013 to Dec 31, 2020factForm ADV
→ B•••• T•••• I••••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f964d04c-d924-cd50-1720-4d4b34b071f1
First observed: Mar 23, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.