DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• A••••••• N•••••••• L••
Stephens City, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• A••••••• N•••••••• L•• | Independent wealth | Apr 2, 2014 | n/a | yes | Stephens City, VA | Current employment |
| A•••••••• C•••••• M••••••••• | Independent wealth | Nov 30, 2012 | Apr 1, 2014 | no | CROSS JUNCTION, VA|CORNELIUS, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••••• C•••••• M••••••••• | F•••• A••••••• N•••••••• L•• | Apr 1, 2014 | Apr 2, 2014 | 1 | Firm change | Other |
| T•••• S••••• S••••••••• I••• | A•••••••• C•••••• M••••••••• | Dec 20, 2006 | Nov 30, 2012 |
| T•••• S••••• S••••••••• I••• | Former SEC adviser | Jul 14, 2005 | Dec 20, 2006 | no | WINCHESTER, VA|CROSS JUNCTION, VA|WINCHESTER, VA | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Nov 9, 2004 | Mar 14, 2005 | no | WINCHESTER, VA | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Aug 6, 1999 | Jul 30, 2002 | no | SALEM, VA | Previous registration |
| 2,172 |
| Firm change after gap |
| Other |
| U•••• F•••••••• S••••••• G••••• I••• | T•••• S••••• S••••••••• I••• | Mar 14, 2005 | Jul 14, 2005 | 122 | Firm change | Other |
| W••••••• F•••••••• S•••••••• I••• | U•••• F•••••••• S••••••• G••••• I••• | Jul 30, 2002 | Nov 9, 2004 | 833 | Firm change after gap | Other |