RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J••••• L••••
- F•••• A••••••• N•••••••• L•• independent RIA currentsince Apr 2, 2014 · Stephens City, Va
- A•••••••• C•••••• M••••••••• independent RIANov 30, 2012 to Apr 1, 2014 · Cross Junction, Va
- T•••• S••••• S••••••••• I••• formerJul 14, 2005 to Dec 20, 2006 · Winchester, Va
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedNov 9, 2004 to Mar 14, 2005 · Winchester, Va
- W••••••• F•••••••• S•••••••• I••• formerAug 6, 1999 to Jul 30, 2002 · Salem, Va
- A•••••••• C•••••• M••••••••• to F•••• A••••••• N•••••••• L••left Apr 1, 2014, registered Apr 2, 2014 (1 days) · Other
- T•••• S••••• S••••••••• I••• to A•••••••• C•••••• M•••••••••left Dec 20, 2006, registered Nov 30, 2012 (2172 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to T•••• S••••• S••••••••• I•••left Mar 14, 2005, registered Jul 14, 2005 (122 days) · Other
- W••••••• F•••••••• S•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Jul 30, 2002, registered Nov 9, 2004 (833 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address