DFX Intelligence

C••• V•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

C••• V•••••• C•••••••

Advisor at I•••••••• A••••••• S••••••••

DALLAS, TX | Naples, FL

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Search this name across graphsid dfx:ria:f985959f-84e3-dbb1-37bc-2a1f767d9427

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 23, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Oct 23, 2024	n/a	yes	Naples, FL\|DALLAS, TX	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Sep 7, 2023	Nov 12, 2024	no	Naples, FL\|Appleton, WI\|URBANDALE, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	I•••••••• A••••••• S••••••••	Nov 12, 2024	Oct 23, 2024	-20	Firm change	Ibd to RIA
G•••••••• W••••• P•••••••	I•••••••• A•••••••• L••	Sep 7, 2023	Sep 7, 2023

Relationships

Registered with (6)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Oct 23, 2024 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 7, 2023 to Nov 12, 2024factForm ADV
→ G•••••••• W••••• P•••••••Registered adviserregistration: previous registration
Dec 21, 2022 to Sep 7, 2023factForm ADV
→ B••••••••• C•••••• M••••••••• L••

Dated events

Occurred
Nov 12, 2024
Advisor changed firm
C••• V•••••• C••••••• left I•••••••• A•••••••• L•• for I•••••••• A••••••• S•••••••• (registered 2024-10-23)
Form ADVobserved 7 days ago
Occurred
Sep 7, 2023
Advisor changed firm
C••• V•••••• C••••••• left G•••••••• W••••• P••••••• for I•••••••• A•••••••• L•• (registered 2023-09-07)
Form ADVobserved 7 days ago
Occurred
Aug 25, 2022
Advisor changed firm
C••• V•••••• C••••••• left B••••••••• C•••••• M••••••••• L•• for G•••••••• W••••• P••••••• (registered 2022-12-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f985959f-84e3-dbb1-37bc-2a1f767d9427
First observed: Feb 23, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.