DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Dan Frank
At current firm
8 y
since Jul 30, 2018
In the industry
37 y
since Apr 11, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jul 30, 2018 · Leawood, Ks
- Rademacher Financial, Inc. independent RIAMay 4, 2018 to Jul 23, 2018 · Lawrence, Ks
- Blackrock Financial Management, Inc otherOct 20, 2009 to Jan 11, 2018 · New York, Ny
- Rydex Advisory Services, LLC unclassifiedJan 26, 2009 to Oct 14, 2009 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Rademacher Financial, Inc. to Edward Jonesleft Jul 23, 2018, registered Jul 30, 2018 (7 days) · RIA to affiliated broker-dealer or bank
- Blackrock Financial Management, Inc to Rademacher Financial, Inc.left Jan 11, 2018, registered May 4, 2018 (113 days) · Other
- Rydex Advisory Services, LLC to Blackrock Financial Management, Incleft Oct 14, 2009, registered Oct 20, 2009 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address