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T••••• F•••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

T••••• F•••••••• D•••••

Advisor at A•••• P•••••• W••••• A•••••••

RED BANK, NJ | Ponte Vedra Beach, FL

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Search this name across graphsid dfx:ria:f9a735be-5045-a5c5-03ea-1b90a007537f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• P•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• P•••••• W••••• A•••••••	Independent wealth	Mar 17, 2021	n/a	yes	Ponte Vedra Beach, FL\|RED BANK, NJ	Current employment
U••• F•••••••• P••••••• S•••••••	Former SEC adviser	Jun 8, 2011	Jul 22, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••• F•••••••• P••••••• S•••••••	A•••• P•••••• W••••• A•••••••	Jul 22, 2016	Mar 17, 2021	1,699	Firm change after gap	Other
E•••••••• A•••••••• L••	U••• F•••••••• P••••••• S•••••••	May 31, 2011

Relationships

Registered with (6)

→ A•••• P•••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 17, 2021 to presentfactForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 8, 2011 to Jul 22, 2016factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2008 to May 31, 2011factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9a735be-5045-a5c5-03ea-1b90a007537f
First observed: Jun 27, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.