DFX Intelligence

G•••••• J••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

G•••••• J••••••• R•••••

Advisor at E•••••• E••••• L••

DELAWARE, OH | SAN MATEO, CA

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Search this name across graphsid dfx:ria:f9d69b8f-472d-c1d2-74ac-f2e166600077

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	Nov 10, 2010	n/a	yes	SAN MATEO, CA\|DELAWARE, OH	Current employment
C•••• I••••••••• S••••••• C••••	Former SEC adviser	Apr 18, 2007	Oct 30, 2009	no	DELAWARE, OH\|DELAWARE, OH\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• I••••••••• S••••••• C••••	E•••••• E••••• L••	Oct 30, 2009	Nov 10, 2010	376	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	C•••• I••••••••• S••••••• C••••	Jan 27, 2005	Apr 18, 2007

Relationships

Registered with (3)

→ E•••••• E••••• L••Registered adviserregistration: current employment
Nov 10, 2010 to presentfactForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Apr 18, 2007 to Oct 30, 2009factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 6, 2004 to Jan 27, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9d69b8f-472d-c1d2-74ac-f2e166600077
First observed: Dec 6, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.