DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Jonathan Ritter
Feed of 09/15/2026
Also filed as Gregory Ritter
At current firm
15 y
since Nov 10, 2010
In the industry
25 y
since Sep 28, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Emerson Equity LLC BD affiliated currentsince Nov 10, 2010 · San Mateo, Ca
- Chase Investment Services Corp. formerApr 18, 2007 to Oct 30, 2009 · Delaware, Oh
- Ameriprise Financial Services, LLC national BDDec 6, 2004 to Jan 27, 2005 · Greenville, Oh
Moves
a registration end followed by a registration begin elsewhere
- Chase Investment Services Corp. to Emerson Equity LLCleft Oct 30, 2009, registered Nov 10, 2010 (376 days) · Other
- Ameriprise Financial Services, LLC to Chase Investment Services Corp.left Jan 27, 2005, registered Apr 18, 2007 (811 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address