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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | OOLTEWAH, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Dec 14, 2017 | n/a | yes | OOLTEWAH, TN|GREENWOOD VILLAGE, CO | Current employment |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jan 18, 2017 | Dec 1, 2017 | no | CHATTANOOGA, TN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 6, 2012 | Jan 26, 2017 | no | CHATTANOOGA, TN|CHATTANOOGA, TN | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 4, 2005 | Sep 4, 2012 | no | CHATTANOOGA, TN|CHATTANOOGA, TN|CHATTANOOGA, TN|OOLTEWAH, TN|CHATTANOOGA, TN|CHATTANOOGA, TN|CHATTANOOGA, TN|CHATTANOOGA, TN|CHATTANOOGA, TN|LOOKOUT MOUNTAIN, TN|SODDY DAISY, TN|CHATTANOOGA, TN|SIGNAL MOUNTAIN, TN|SIGNAL MOUNTAIN, TN|CLEVELAND, TN|CLEVELAND, TN|CLEVELAND, TN|CHATTANOOGA, TN|CHATTANOOGA, TN|CHATTANOOGA, TN|LOOKOUT MOUNTAIN, TN|CHATTANOOGA, TN|OOLTEWAH, TN|CHATTANOOGA, TN|CLEVELAND, TN|CLEVELAND, TN|CLEVELAND, TN|CLEVELAND, TN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 23, 2004 | Dec 15, 2004 | no | CHATTANOOGA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | EMPOWER ADVISORY GROUP, LLC | Dec 1, 2017 | Dec 14, 2017 | 13 | Firm change | Other |
| LPL FINANCIAL LLC | FIRST HORIZON ADVISORS, INC | Jan 26, 2017 | Jan 18, 2017 | -8 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | LPL FINANCIAL LLC | Sep 4, 2012 | Sep 6, 2012 | 2 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | SUNTRUST INVESTMENT SERVICES, INC. | Dec 15, 2004 | Jan 4, 2005 | 20 | Firm change | Other |