DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• L• F••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 4654736

Feed of 09/15/2026

Also filed as Jeffery Louis Flowers

At current firm

8 y

since Dec 14, 2017

In the industry

23 y

since Jun 25, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Dec 14, 2017 · Ooltewah, Tn
F•••• H•••••• A•••••••• I•• former
Jan 18, 2017 to Dec 1, 2017 · Chattanooga, Tn
L•• F•••••••• L•• BD affiliated
Sep 6, 2012 to Jan 26, 2017 · Chattanooga, Tn
S••••••• I••••••••• S•••••••• I••• former
Jan 4, 2005 to Sep 4, 2012 · Chattanooga, Tn
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 23, 2004 to Dec 15, 2004 · Chattanooga, Tn

Moves

a registration end followed by a registration begin elsewhere

F•••• H•••••• A•••••••• I•• to E•••••• A••••••• G••••• L••
left Dec 1, 2017, registered Dec 14, 2017 (13 days) · Other
L•• F•••••••• L•• to F•••• H•••••• A•••••••• I••
left Jan 26, 2017, registered Jan 18, 2017 (-8 days) · Other
S••••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••
left Sep 4, 2012, registered Sep 6, 2012 (2 days) · Other
A••••••••• F•••••••• S•••••••• L•• to S••••••• I••••••••• S•••••••• I•••
left Dec 15, 2004, registered Jan 4, 2005 (20 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address