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Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
Annandale, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | May 7, 2026 | n/a | yes | Annandale, MN | Current employment |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Jul 1, 2015 | Nov 5, 2025 | no | ST. PAUL, MN|Annandale, MN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 13, 2013 | Nov 15, 2013 | no | SAUK RAPIDS, MN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 22, 2010 | Sep 18, 2013 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | TRANSAMERICA RETIREMENT ADVISORS, LLC | Nov 15, 2013 | Jul 1, 2015 | 593 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Sep 18, 2013 | Sep 13, 2013 | -5 | Firm change | Other |