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J•••• O• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••• O• E•••••

Advisor at L•••

SOUTH JORDAN, UT | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:fa211e79-2ac0-ff1e-742f-b3622830f5aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jun 13, 2025	n/a	yes	SOUTH JORDAN, UT\|LOS ANGELES, CA	Current employment
C••••••••• F••••••••	Former SEC adviser	Feb 8, 2016	Jun 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F••••••••	L•••	Jun 16, 2025	Jun 13, 2025	-3	Firm change	RIA to RIA
T• A••••••••• I••••••••• M••••••••• L••	C••••••••• F••••••••	Feb 8, 2016

Relationships

Registered with (5)

→ L•••Registered adviserregistration: current employment
Jun 13, 2025 to presentfactForm ADV
→ C••••••••• F••••••••Registered adviserregistration: previous registration
Feb 8, 2016 to Jun 16, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 27, 2010 to Feb 8, 2016factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
J•••• O• E••••• left C••••••••• F•••••••• for Lido (registered 2025-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa211e79-2ac0-ff1e-742f-b3622830f5aa
First observed: Aug 6, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.