DFX Intelligence

S•••• C•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

S•••• C•••••• B••••

Advisor at S•••••• W••••• A••••••• L••

Franklin, TN | Huntsville, AL

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Search this name across graphsid dfx:ria:1582d12c-5d44-ef78-e96a-fcf38f7f25e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• A••••••• L••	Independent wealth	Apr 18, 2019	n/a	yes	Franklin, TN\|Huntsville, AL	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Nov 30, 2016	Apr 29, 2019	no	BRENTWOOD, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	S•••••• W••••• A••••••• L••	Apr 29, 2019	Apr 18, 2019	-11	Firm change	RIA to RIA
F•••••••• E•••••• A•••••• C•••••• L••	E•••••• F•••••••• E••••••	Nov 30, 2016	Nov 30, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
104510:283816:TN:2019-04-29	Apr 29, 2019	Apr 18, 2019	BRENTWOOD, TN	Firm change
133682:150362:TN:2016-11-02	Nov 2, 2016	Aug 17, 2009	BRENTWOOD, TN	Firm change after gap
150362:109238:TN:2016-11-02	Nov 2, 2016	Oct 13, 2016	KNOXVILLE, TN	Firm change

Relationships

Registered with (6)

→ S•••••• W••••• A••••••• L••Registered adviserregistration: current employment
Apr 18, 2019 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Nov 30, 2016 to Apr 29, 2019factForm ADV
→ F•••••••• E•••••• A•••••• C•••••• L••Registered adviserregistration: previous registration
Oct 13, 2016 to Nov 30, 2016factForm ADV
→ T•• M••••• F••• S••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1582d12c-5d44-ef78-e96a-fcf38f7f25e0
First observed: Dec 14, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.