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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

DAVID ALLEN STRANDIN

Advisor at LPL FINANCIAL LLC

DALLAS, TX

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Search this name across graphsid dfx:ria:fa430e83-5063-9e22-ba5a-d40ac0026cd9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 8, 2012
First registration: Oct 2, 2012
Dual registered: yes, broker-dealer
Other names: DAVID ALLEN STRANDIN|DAVID STRANDIN
IAPD individual key: 6030486

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 25, 2023	n/a	yes	DALLAS, TX\|DALLAS, TX	Current employment
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Jan 17, 2020	Jul 28, 2023	no	Fort Worth, TX\|Fort Worth, TX\|Grapevine, TX\|Fort Worth, TX\|DALLAS, TX\|Dallas, TX\|Fort Worth, TX\|Fort Worth, TX\|DALLAS, TX\|Coppell, TX\|Hurst, TX\|Allen, TX\|SHERMAN, TX\|MCKINNEY, TX\|RICHARDSON, TX\|Dallas, TX\|DALLAS, TX\|DALLAS, TX\|Fort Worth, TX	Previous registration
QUADCAP WEALTH MANAGEMENT, LLC	Independent wealth	Jul 2, 2019	Sep 30, 2019	no	FRISCO, TX	Previous registration
MORGAN STANLEY	Wirehouse	Sep 4, 2014	Jun 21, 2019	no	ABILENE, TX\|Fort Worth, TX\|Dallas, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Oct 2, 2012	Apr 4, 2014	no	Abilene, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOK FINANCIAL ADVISORS	LPL FINANCIAL LLC	Jul 28, 2023	Jul 25, 2023	-3	Firm change	Ibd to ibd
QUADCAP WEALTH MANAGEMENT, LLC	BOK FINANCIAL ADVISORS	Sep 30, 2019	Jan 17, 2020	109	Firm change	RIA to ibd
MORGAN STANLEY	QUADCAP WEALTH MANAGEMENT, LLC	Jun 21, 2019	Jul 2, 2019	11	Firm change	Wirehouse to RIA
FIRST COMMAND FINANCIAL PLANNING, INC.	MORGAN STANLEY	Apr 4, 2014	Sep 4, 2014	153	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 25, 2023 to presentfactForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 17, 2020 to Jul 28, 2023factForm ADV
→ QUADCAP WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 2, 2019 to Sep 30, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 4, 2014 to Jun 21, 2019factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Oct 2, 2012 to Apr 4, 2014factForm ADV

Dated events

Occurred
Jul 28, 2023
Advisor changed firm
David Allen Strandin left Bok Financial Advisors for Lpl Financial Llc (registered 2023-07-25)
Form ADVobserved 4 days ago