DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Allen Strandin

LPL Financial LLCBD affiliatedDallas, Txdual registrantIAPD 6030486

Feed of 09/14/2026

Also filed as David Allen Strandin

At current firm

3 y

since Jul 25, 2023

In the industry

14 y

since Mar 8, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 25, 2023 · Dallas, Tx
Bok Financial Advisors BD affiliated
Jan 17, 2020 to Jul 28, 2023 · Fort Worth, Tx
Quadcap Wealth Management, LLC independent RIA
Jul 2, 2019 to Sep 30, 2019 · Frisco, Tx
Morgan Stanley wirehouse
Sep 4, 2014 to Jun 21, 2019 · Abilene, Tx
First Command Financial Planning, Inc. former
Oct 2, 2012 to Apr 4, 2014 · Abilene, Tx

Moves

a registration end followed by a registration begin elsewhere

Bok Financial Advisors to LPL Financial LLC
left Jul 28, 2023, registered Jul 25, 2023 (-3 days) · Affiliated broker-dealer or bank to another
Quadcap Wealth Management, LLC to Bok Financial Advisors
left Sep 30, 2019, registered Jan 17, 2020 (109 days) · RIA to affiliated broker-dealer or bank
Morgan Stanley to Quadcap Wealth Management, LLC
left Jun 21, 2019, registered Jul 2, 2019 (11 days) · Wirehouse to independent RIA
First Command Financial Planning, Inc. to Morgan Stanley
left Apr 4, 2014, registered Sep 4, 2014 (153 days) · Other

Signals

David Allen Strandin left Bok Financial Advisors for Lpl Financial Llc (registered 2023-07-25)
Jul 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address