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Advisor at LPL FINANCIAL LLC
HANSCOM A F B, MA | ROCK HALL, MD | CHESTERTOWN, MD | EASTON, MD | GALENA, MD | MILLINGTON, MD | Bedford, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 7, 2020 | n/a | yes | MILLINGTON, MD|GALENA, MD|CHESTERTOWN, MD|ROCK HALL, MD|EASTON, MD|CHESTERTOWN, MD|Bedford, MA|HANSCOM A F B, MA | Current employment |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Oct 24, 2017 | Oct 4, 2019 | no | NEWTONVILLE, MA|Hudson, MA|CHESTNUT HILL, MA | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Jul 11, 2016 | Aug 2, 2017 | no | York, PA|INDIANA, PA|SAN ANTONIO, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 20, 2013 | Jul 12, 2016 | no | YORK, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | LPL FINANCIAL LLC | Oct 4, 2019 | Feb 7, 2020 | 126 | Firm change | Ibd to ibd |
| INVESTMENT PROFESSIONALS, INC. | CITIZENS SECURITIES, INC. | Aug 2, 2017 | Oct 24, 2017 | 83 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INVESTMENT PROFESSIONALS, INC. | Jul 12, 2016 | Jul 11, 2016 | -1 | Firm change | Other |