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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

John Michael Genova

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bethlehem, PA

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Search this name across graphsid dfx:ria:fa55d1d2-2a43-668d-9a61-7c7cccfaf487

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Feb 27, 1986
First registration: Sep 14, 1999
Dual registered: yes, broker-dealer
Other names: JOHN MICHAEL GENEVA
IAPD individual key: 1157983

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 30, 2025	n/a	yes	Bethlehem, PA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 3, 2023	Jun 4, 2025	no	BETHLEHEM, PA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 17, 2015	Nov 3, 2023	no	Bethlehem, PA\|ATLANTA, GA\|BETHLEHEM, PA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Apr 10, 2007	Sep 18, 2015	no	APPLETON, WI\|BETHLEHEM, PA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Mar 31, 2006	Apr 11, 2007	no	BETHLEHEM, PA\|FAIRFAX, VA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 24, 2005	Jul 11, 2005	no	BETHLEHEM, PA	Previous registration
IFG ADVISORY SERVICES INC	n/a	Sep 14, 1999	Dec 2, 2002	no	BETHLEHAM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 4, 2025	May 30, 2025	-5	Firm change	Ibd to ibd
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	Ibd to ibd
INVEST FINANCIAL CORPORATION	FSC SECURITIES CORPORATION	Sep 18, 2015	Sep 17, 2015	-1	Firm change	Other
CETERA ADVISORS LLC	INVEST FINANCIAL CORPORATION	Apr 11, 2007	Apr 10, 2007	-1	Firm change	Other
PNC WEALTH MANAGEMENT	CETERA ADVISORS LLC	Jul 11, 2005	Mar 31, 2006	263	Firm change	Other
IFG ADVISORY SERVICES INC	PNC WEALTH MANAGEMENT	Dec 2, 2002	Mar 24, 2005	843	Firm change after gap	Other

Relationships

Registered with (7)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 30, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 3, 2023 to Jun 4, 2025factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 17, 2015 to Nov 3, 2023factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Apr 10, 2007 to Sep 18, 2015factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Mar 31, 2006 to Apr 11, 2007factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 24, 2005 to Jul 11, 2005factForm ADV
→ IFG ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Sep 14, 1999 to Dec 2, 2002factForm ADV

Dated events

Occurred
Jun 4, 2025
Advisor changed firm
John Michael Genova left Osaic Wealth, Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-05-30)
Form ADVobserved 3 days ago