RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• G•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 30, 2025 · Bethlehem, Pa
- O•••• W•••••• I••• BD affiliatedNov 3, 2023 to Jun 4, 2025 · Bethlehem, Pa
- F•• S••••••••• C••••••••• formerSep 17, 2015 to Nov 3, 2023 · Bethlehem, Pa
- I••••• F•••••••• C••••••••• formerApr 10, 2007 to Sep 18, 2015 · Appleton, Wi
- C••••• A••••••• L•• formerMar 31, 2006 to Apr 11, 2007 · Bethlehem, Pa
- P•• W••••• M••••••••• BD affiliatedMar 24, 2005 to Jul 11, 2005 · Bethlehem, Pa
- I•• A••••••• S••••••• I•• unclassifiedSep 14, 1999 to Dec 2, 2002 · Bethleham, Pa
- O•••• W•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 4, 2025, registered May 30, 2025 (-5 days) · Affiliated broker-dealer or bank to another
- F•• S••••••••• C••••••••• to O•••• W•••••• I•••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to F•• S••••••••• C•••••••••left Sep 18, 2015, registered Sep 17, 2015 (-1 days) · Other
- C••••• A••••••• L•• to I••••• F•••••••• C•••••••••left Apr 11, 2007, registered Apr 10, 2007 (-1 days) · Other
- P•• W••••• M••••••••• to C••••• A••••••• L••left Jul 11, 2005, registered Mar 31, 2006 (263 days) · Other
- I•• A••••••• S••••••• I•• to P•• W••••• M•••••••••left Dec 2, 2002, registered Mar 24, 2005 (843 days) · Other
- J••• M•••••• G••••• left O•••• W•••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-30)Jun 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address