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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | Charlottesville, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Sep 22, 2025 | n/a | yes | NEW ORLEANS, LA|Charlottesville, VA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 3, 2021 | Sep 26, 2025 | no | Vienna, VA|Roanoke, VA|Roanoke, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 31, 2015 | May 13, 2021 | no | ROANOKE, VA|CHARLOTTESVILLE, VA|Keswick, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 4, 2009 | Sep 2, 2015 | no | ROANOKE, VA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 7, 2005 | Mar 26, 2009 | no | ROANOKE, VA|ROANOKE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | NEWEDGE ADVISORS | Sep 26, 2025 | Sep 22, 2025 | -4 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | RBC CAPITAL MARKETS, LLC | May 13, 2021 | May 3, 2021 | -10 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Sep 2, 2015 | Aug 31, 2015 | -2 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Mar 26, 2009 | Mar 4, 2009 | -22 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:31194:VA:2021-05-13 | May 13, 2021 | May 3, 2021 | KESWICK, VA | Firm change |