DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• J•• J• B•••

N•••••• A•••••••BD affiliatedNew Orleans, La dual registrantIAPD 5039181

Feed of 09/15/2026

Also filed as Brad B•••

At current firm

0 y

since Sep 22, 2025

In the industry

20 y

since Nov 30, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Sep 22, 2025 · New Orleans, La
R•• C•••••• M••••••• L•• national BD
May 3, 2021 to Sep 26, 2025 · Vienna, Va
U•• F•••••••• S••••••• I••• wirehouse
Aug 31, 2015 to May 13, 2021 · Roanoke, Va
W•••• F•••• A••••••• wirehouse
Mar 4, 2009 to Sep 2, 2015 · Roanoke, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 7, 2005 to Mar 26, 2009 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to N•••••• A•••••••
left Sep 26, 2025, registered Sep 22, 2025 (-4 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
left May 13, 2021, registered May 3, 2021 (-10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Sep 2, 2015, registered Aug 31, 2015 (-2 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Mar 26, 2009, registered Mar 4, 2009 (-22 days) · Other

Signals

B•••••• J•• J• B••• left R•• C•••••• M••••••• L•• for N•••••• A••••••• (registered 2025-09-22)
Sep 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address