DFX Intelligence

M•••••• L• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• L• C•••••

Advisor at M••••• S••••••

Austin, TX

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Search this name across graphsid dfx:ria:fa964c74-b426-df11-8432-f34dc610fb3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 13, 2022	n/a	yes	Austin, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 13, 2015	May 13, 2022	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	May 13, 2022	May 13, 2022	0	Firm change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Feb 24, 2015	Feb 13, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:TX:2022-05-13	May 13, 2022	May 13, 2022	AUSTIN, TX	Firm change
8174:7691:TX:2015-02-24	Feb 24, 2015	Feb 13, 2015	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
May 13, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 13, 2015 to May 13, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2008 to Feb 24, 2015factForm ADV
→ C••••••• A•••••••• L•••

Dated events

Occurred
May 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa964c74-b426-df11-8432-f34dc610fb3f
First observed: Feb 28, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.