This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 20, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Jun 20, 2001

First registration

Apr 14, 2021

Dual registered

yes, broker-dealer

IAPD individual key

4134122

• Occurred

  May 28, 2026
  Advisor changed firm

  Brian C Ginty left Osaic Wealth, Inc. for Wells Fargo Advisors (registered 2026-05-18)

  Form ADVobserved 5 days ago
• Occurred

  Jan 4, 2022
  Advisor changed firm

  Brian C Ginty left Vanderbilt Advisory Services for Osaic Wealth, Inc. (registered 2022-01-03)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:faab77e2-dede-e325-b30b-f68f2ab0f337

First observed

Apr 14, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.