DFX Intelligence

J•••••• C•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

J•••••• C•••• K•••

Advisor at L••••• W••••• M•••••••••

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fab131e5-a866-8b49-1c4c-622726e194b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• M•••••••••	Independent wealth	Jan 23, 2024	n/a	yes	SALT LAKE CITY, UT	Current employment
L••••• W••••• M•••••••••	Independent wealth	Jul 17, 2018	Dec 31, 2023	no	SALT LAKE CITY, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	L••••• W••••• M•••••••••	Jul 11, 2018	Jul 17, 2018	6	Firm change	Ibd to RIA
V••• F•••••••• A•••••••• I•••	R•••••• J•••• • A••••••••• I•••	Oct 16, 2017	Oct 26, 2017

Relationships

Registered with (5)

→ L••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 17, 2018 to Dec 31, 2023factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 26, 2017 to Jul 11, 2018factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 20, 2017 to Oct 16, 2017factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fab131e5-a866-8b49-1c4c-622726e194b9
First observed: Nov 8, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.