DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••••• A•••• M••••••••• I•••
PORTSMOUTH, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••••• A•••• M••••••••• I••• | Mixed wealth | Feb 7, 2020 | n/a | yes | PORTSMOUTH, NH | Current employment |
| W•••••••• I••••••••• P•••••••• L•• | Former SEC adviser | Feb 29, 2016 | Jan 17, 2020 | no | W••••••••, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••••• I••••••••• P•••••••• L•• | W•••••••• A•••• M••••••••• I••• | Jan 17, 2020 | Feb 7, 2020 | 21 | Firm change | RIA to RIA |
| R••••• W••••• M••••••••• I••• | W•••••••• I••••••••• P•••••••• L•• | Feb 25, 2016 | Feb 29, 2016 |
| R••••• W••••• M••••••••• I••• | Independent wealth | Oct 9, 2013 | Feb 25, 2016 | no | BOSTON, MA | Previous registration |
| R••••••••• I••••••••• G••••• L•• | Independent wealth | Feb 11, 2013 | Aug 23, 2013 | no | LENOX, MA | Previous registration |
| 4 |
| Firm change |
| Other |
| R••••••••• I••••••••• G••••• L•• | R••••• W••••• M••••••••• I••• | Aug 23, 2013 | Oct 9, 2013 | 47 | Firm change | Other |