RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• F•••••• L••••••
- W•••••••• A•••• M••••••••• I••• mixed wealth currentsince Feb 7, 2020 · Portsmouth, Nh
- W•••••••• I••••••••• P•••••••• L•• formerFeb 29, 2016 to Jan 17, 2020 · W••••••••, Ma
- R••••• W••••• M••••••••• I••• independent RIAOct 9, 2013 to Feb 25, 2016 · Boston, Ma
- R••••••••• I••••••••• G••••• L•• independent RIAFeb 11, 2013 to Aug 23, 2013 · Lenox, Ma
- W•••••••• I••••••••• P•••••••• L•• to W•••••••• A•••• M••••••••• I•••left Jan 17, 2020, registered Feb 7, 2020 (21 days) · RIA to RIA
- R••••• W••••• M••••••••• I••• to W•••••••• I••••••••• P•••••••• L••left Feb 25, 2016, registered Feb 29, 2016 (4 days) · Other
- R••••••••• I••••••••• G••••• L•• to R••••• W••••• M••••••••• I•••left Aug 23, 2013, registered Oct 9, 2013 (47 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address