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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

WILLIAM WARREN CROZIER

Advisor at WESTMINSTER FINANCIAL ADVISORY CORP

Medina, OH

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Search this name across graphsid dfx:ria:fac3bee3-ef33-1a3d-8118-e408b75d608e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTMINSTER FINANCIAL ADVISORY CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 7
Exams: S63
First exam: Nov 8, 2012
First registration: May 29, 2001
Dual registered: yes, broker-dealer
Other names: WILLIAM WARREN CROZIER|BILL CROZIER|WILLIAM W CROZIER
IAPD individual key: 1941979

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Aug 27, 2024	n/a	yes	Medina, OH	Current employment
OSAIC FA, INC.	Former SEC adviser	Nov 13, 2017	Aug 29, 2024	no	MEDINA, OH\|MEDINA, OH\|FORT WAYNE, IN	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 23, 2011	Nov 13, 2017	no	CLEVELAND, OH\|Medina, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 9, 2005	Mar 22, 2011	no	BROADVIEW HEIGHTS, OH\|BROADVIEW HEIGHTS, OH	Previous registration
CINCINNATI ANALYSTS, INC	Former SEC adviser	May 29, 2001	Jan 2, 2004	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	WESTMINSTER FINANCIAL ADVISORY CORP	Aug 29, 2024	Aug 27, 2024	-2	Firm change	Ibd to RIA
MML INVESTORS SERVICES, LLC	OSAIC FA, INC.	Nov 13, 2017	Nov 13, 2017	0	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 22, 2011	Mar 23, 2011	1	Firm change	Other
CINCINNATI ANALYSTS, INC	MSI FINANCIAL SERVICES, INC.	Jan 2, 2004	Dec 9, 2005	707	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10409:3978:OH:2017-11-13	Nov 13, 2017	Nov 13, 2017	MEDINA, OH	Firm change

Relationships

Registered with (5)

→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: current employment
Aug 27, 2024 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Nov 13, 2017 to Aug 29, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 23, 2011 to Nov 13, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 9, 2005 to Mar 22, 2011factForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
May 29, 2001 to Jan 2, 2004factForm ADV

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
William Warren Crozier left Osaic Fa, Inc. for Westminster Financial Advisory Corp (registered 2024-08-27)
Form ADVobserved 5 days ago