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Advisor at CITIGROUP GLOBAL MARKETS INC.
Newbury Park, CA | Woodland Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 17, 2026 | n/a | yes | Newbury Park, CA|Woodland Hills, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 2, 2023 | Sep 11, 2026 | no | BEVERLY HILLS, CA|LOS ANGELES, CA | Previous registration |
| RBC SECURITIES, INC. | Bd affiliated wealth | May 16, 2018 | Aug 18, 2023 | no | SANTA MONICA, CA|LOS ANGELES, CA|LOS ANGELES, CA|SANTA MONICA, CA|LOS ANGELES, CA | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | May 3, 2016 | Jun 6, 2018 | no | BEVERLY HILLS, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 20, 2016 | no | LOS ANGELES, CA|LOS ANGELES, CA|NORTHRIDGE, CA|POMONA, CA|CLAREMONT, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|WOODLAND HILLS, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 10, 2012 | Oct 1, 2012 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 10, 2011 | Jul 10, 2012 | no | Fresno, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | CITIGROUP GLOBAL MARKETS INC. | Sep 11, 2026 | Sep 17, 2026 | 6 | Firm change | Wirehouse to ibd |
| RBC SECURITIES, INC. | J.P. MORGAN SECURITIES LLC | Aug 18, 2023 | Aug 2, 2023 | -16 | Firm change | RIA to wirehouse |
| HSBC SECURITIES (USA) INC. | RBC SECURITIES, INC. | Jun 6, 2018 | May 16, 2018 | -21 | Firm change | Ibd to RIA |
| J.P. MORGAN SECURITIES LLC | HSBC SECURITIES (USA) INC. | Apr 20, 2016 | May 3, 2016 | 13 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MORGAN STANLEY | CHASE INVESTMENT SERVICES CORP. | Jul 10, 2012 | Jul 10, 2012 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:7059:CA:2026-09-02 | Sep 11, 2026 | Sep 17, 2026 | LOS ANGELES, CA | Firm change |