RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• K••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Sep 17, 2026 · Newbury Park, Ca
- J••• M••••• S••••••••• L•• wirehouseAug 2, 2023 to Sep 11, 2026 · Beverly Hills, Ca
- R•• S••••••••• I••• BD affiliatedMay 16, 2018 to Aug 18, 2023 · Santa Monica, Ca
- H••• S••••••••• •••• I••• BD affiliatedMay 3, 2016 to Jun 6, 2018 · Beverly Hills, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 20, 2016 · Los Angeles, Ca
- C•••• I••••••••• S••••••• C•••• formerJul 10, 2012 to Oct 1, 2012 · Los Angeles, Ca
- M••••• S•••••• wirehouseJan 10, 2011 to Jul 10, 2012 · Fresno, Ca
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Sep 11, 2026, registered Sep 17, 2026 (6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•• S••••••••• I••• to J••• M••••• S••••••••• L••left Aug 18, 2023, registered Aug 2, 2023 (-16 days) · RIA to wirehouse
- H••• S••••••••• •••• I••• to R•• S••••••••• I•••left Jun 6, 2018, registered May 16, 2018 (-21 days) · Affiliated broker-dealer or bank to independent RIA
- J••• M••••• S••••••••• L•• to H••• S••••••••• •••• I•••left Apr 20, 2016, registered May 3, 2016 (13 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to C•••• I••••••••• S••••••• C••••left Jul 10, 2012, registered Jul 10, 2012 (0 days) · Other
- J••••• K•••••• registered as an investment adviser representative at C•••••••• G••••• M•••••• I•••Sep 17, 2026 · Advisor registered · fact
- J••••• K•••••• left J••• M••••• S••••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2026-09-17)Sep 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address